2023 Series 7 No-Fluff Study Guide with Practice Test Questions and Answers

About the Book

Are you looking to ace your Series 7 exam in one sitting? Or are you seeking to practice the different Series 7 exam questions? If that is the case, this is the right guide.

The Series 7 exam is a follow-up test that must be passed in addition to the Securities Industry Essentials exam to register as a General Securities Representative. This guide serves as the essential reference you need to assist you through your preparation and what to expect. It covers all you need to know to get a pass mark of 72 percent, including what Series 7 is all about, who administers the exam, how to register for the exam, options, municipal funds, securities, tips and tricks, and of course, more than 300 test questions and answers. 

The Series 7 exam is no easy walk; it consists of 125 questions and must be completed in three hours and 45 minutes. However, the test questions give you a glimpse of what to expect and can help you prepare adequately. 

Here are some important topics covered in this guide: 
What FINRA Series 7 EntailsMeaning of Investment BankWho employs FINRA Series 7 Professionals?The New Official FINRA Exam SetupWhat you can do with a FINRA Series 7 LicensePrerequisite for Series 7 Exam EligibilityOther Licensing Dependent on Series 7Proof of Series 7 PassingChanges in Series 7 Exam Length, Time, and CostRole of a FINRA Series 7 LicenseWhat is Equity Research?The function of Equity ResearchStarting with the Fundamentals: Common StockMunicipal Bonds: Local Government Securities Managing your debtCollecting taxes, fees, and penaltiesOver-the-counter negotiations of transactionsOTC market makersNon-NASDAQ securities Understanding the Function of a Broker-DealerTen Exam Series 7 Pitfalls to AvoidWays to Begin Your Career SuccessfullyBenefits of FINRA Exam and RegistrationExams for Qualification & WaiversExam-related conduct and confidentialitySeries 7 Frequently Asked QuestionsAnd Lots more