Series 7 Exam Flashcard Study System: Series 7 Exam Flashcard Study System:

Series 7 Exam Flashcard Study System‪:‬

Series 7 Test Practice Questions & Review for the General Securities Representative Exam

    • $59.99
    • $59.99

Publisher Description

The Series 7 Exam is a challenging test and your results can make a huge difference when it comes to your future. If you do well on the exam, it can open doors and lead to wonderful opportunities. If you do poorly on the exam, you will find yourself with a lot fewer options. You may have to put your plans for the future on hold, or even give up on them altogether. Preparing for your exam with our Series 7 Exam Flashcard Study System can help you avoid this fate and give you a big advantage when you sit down to take the test. When you study with these flashcards, you'll get an in-depth review of each section on the Series 7 Exam.

The Regulatory Requirements section covers:

SROs
Registrations and requirements


The Evaluating the Customer's Investment Profile section covers:

Assessing a customer's investment profile
Customer-specific factors affecting the selection of securities
Portfolio or account diversification and principles of asset allocation


The Customer Accounts section covers:

Opening Customer Accounts
Maintaining Customer Accounts
Margin Accounts


The Investment Information and Recommendations section covers:

Sources of market and investment information
Investment returns
FDIC


The Orders and Transactions section covers:

Types of orders
Good delivery
Real-time trade reporting


The Professional Conduct section covers:

Regulation of insider trading
Information security
Regulatory bodies


The Primary Marketplace section covers:

Bringing New Issues to Market
Initial Public Offerings
Private Placements


The Secondary Market section covers:

Equity Securities
Debt Securities
Other Securities


The Factors Affecting Markets section covers:

Business cycle stages
Defensive Industries
Open market operations


The Market Analysis section covers:

Technical Analysis
Fundamental Analysis
Municipal Securities Analysis


The Equity Securities section covers:

Treasury stock
Dividends
Common stock and preferred stock
Wash sales
ADRs


The Debt Securities section covers:

Corporate Bonds
Municipal Securities


...and much more!

We believe in delivering lots of value for your money, so the Series 7 Exam Flashcard Study System is packed with the critical information you'll need to master in order to gain sufficient Series 7 Exam prep, and get your Series 7 exam license. Study after study has shown that spaced repetition is the most effective form of learning, and nothing beats flashcards when it comes to making repetitive learning fun and fast. Series 7 Exam Flashcard Study System uses repetitive methods of study to teach you how to break apart and quickly solve difficult test questions on the test.

Our flashcards enable you to study small, digestible bits of information that are easy to learn and give you exposure to the different question types and concepts. With our flashcards, you'll be able to study anywhere, whenever you have a few free minutes of time. Our company has helped thousands of people achieve their education goals. Series 7 Exam Flashcard Study System can help you get the results you deserve.

GENRE
Reference
RELEASED
2018
March 1
LANGUAGE
EN
English
LENGTH
137
Pages
PUBLISHER
Mometrix Test Preparation
SELLER
Mometrix Media LLC
SIZE
2.9
MB
SIE Exam 2025/2026 For Dummies SIE Exam 2025/2026 For Dummies
2024
A Dictionary of Finance and Banking A Dictionary of Finance and Banking
2018
The Vest Pocket Guide to GAAP The Vest Pocket Guide to GAAP
2010
Not-for-Profit Accounting Made Easy Not-for-Profit Accounting Made Easy
2010
7th Grade Financial Literacy 7th Grade Financial Literacy
2014
Financial Statements and the Accounting Equation Financial Statements and the Accounting Equation
2011