Harmonization of Compliance Obligations for Registered Investment Companies Required to Register as Commodity Pool Operators (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition‪)‬

The Law Library presents the complete text of the Harmonization of Compliance Obligations for Registered Investment Companies Required to Register as Commodity Pool Operators (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition).
Updated as of May 29, 2018

The Commodity Futures Trading Commission (“Commission” or “CFTC”) is adopting final regulations with respect to certain compliance obligations for commodity pool operators (“CPOs”) of investment companies registered under the Investment Company Act of 1940 (“registered investment companies” or “RICs”) that are required to register due to the recent amendments to its regulations. The Commission is also adopting amendments to certain provisions of part 4 of the Commission's regulations that are applicable to all CPOs and Commodity Trading Advisors (“CTAs”).

This ebook contains:
- The complete text of the Harmonization of Compliance Obligations for Registered Investment Companies Required to Register as Commodity Pool Operators (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure