SIE Exam Study Guide: Test Prep to Pass the Security Industry Essentials Exam (FINRA CERTIFICATIONS): Practice Questions & Complete Review Edition - Contains Hundreds of Practice Test Questions (Unabridged‪)‬

If you want to pass the SIE exam, but don’t have a lot of time for studying, pay attention....

SIE Exam Test Prep Study Guide

You are no doubt a busy professional with a lot of things going on! It can be challenging to find the time to study in preparation for the SIE exam. However, the truth is that the SIE test is a challenging test. It is normal to have some anxiety about taking this test.

Thorough preparation cannot be overlooked. That is why the author Evan Benitez, a securities professional, developed the SIE EXAM PREP Study Guide! This edition is a practice questions & complete review edition. It covers all essential concepts found on the exam from all categories of the exam. It contains hundreds of practice questions. You can listen to it wherever life takes you! Its sections include:

Introduction to the SIE Exam
Understanding Basic Securities
Core Concepts: Understanding Securities
The Primary and Secondary Markets
Regulatory Framework and Agencies
Investment Companies and Mutual Funds
Business Economic Factors
Regulatory Framework in the Securities Industry
Types of Market Participants
Understanding Financial Statements
Primary and Secondary Markets
Customer Accounts and Trade Processing
Investment Companies and Products
Fixed Income Securities
Understanding Financial Statements
Options and Derivatives
Taxation and Retirement Accounts
Economic Factors and Business Information
Ethics and Professional Conduct
Ethics and Professional Responsibilities
Risk Management
Retirement Plans
Capital Markets and Instruments
Insurance Products
Analyzing Securities
Margin and Leverage
Practical Study Techniques
Conclusion


Each section is divided into further subsections making sure all aspects of the exam are covered! If you listen to our study guide and take the time to really understand the concepts, we are confident you will pass the test and be on your way to a rewarding career!

So, go ahead and buy this book today!