Series 66 Exam Secrets Study Guide‪:‬

This Series 66 study guide includes Series 66 practice test questions. Our Series 66 study guide contains easy-to-read essential summaries that highlight the key areas of the Series 66 test. Mometrix's Series 66 test study guide reviews the most important components of the Series 66 exam.

The Series 66 Exam is extremely challenging, and thorough test preparation is essential for success. Series 66 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass the Series 66.

Not only does it provide a comprehensive guide to the Series 66 Exam as a whole, it also provides practice test questions as well as detailed explanations of each answer.

Series 66 Exam Secrets Study Guide includes:

A thorough review of the Series 66.
An analysis of client investment recommendations and strategies
A breakdown of economic factors and business information
An examination of investment vehicle characteristics
A guide to laws, regulations, and guidelines, including prohibition on unethical business practices
Comprehensive practice questions with detailed answer explanations


It's filled with the critical information you'll need in order to do well on the test: the concepts, procedures, principles, and vocabulary that the North American Securities Administrators Association (NASAA) expects you to have mastered before sitting for the exam.

The Client Investment Recommendations and Strategies section covers:

TIC accounts
Nonfinancial considerations
IRAs
UTMA/UGMA accounts
OTC markets
Benchmark portfolios


The Economic Factors and Business Information section covers:

Time value of money
Financial ratios
Unsystematic risk


The Investment Vehicle Characteristics section covers:

Credit spread for bonds
Life insurance
Hedge funds


The Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices section covers:

Uniform Securities Act
Investment Advisers Act of 1940
Broker-dealer
Registration by coordination
Federally covered securities
Investment recommendations
Client-specific approach to recommendations
Administrator’s authority


These sections are full of specific and detailed information that will be key to passing the Series 66 Exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.

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